Financial Advisor Financial Planner

  • Company:
  • Location:
  • Salary:
    negotiable / month
  • Job type:
  • Posted:
    1 day ago
  • Category:
    Finance and Insurance

Job Description

Looking for self-starter to work alongside top producers and grow business in a securities branch. This amazing team of Financial Planners and CPAs have been working together for decades in a bright, professional environment. Owners are beginning a 5-10 year succession plan to the next generation of advisors. Do you want to be part of that??? Bringing your own book of clients/business is important, even if not large. MUST have 5+ years of experience and hold a Series 7, and/or 66, and/or insurance license. Must be proficient in Word, Excel, PowerPoint, Outlook, RedTail CRM. BranchNet/Clientworks experience a plus. Top dollar for the right person.

Duties Include

  • Preparing and processing forms/documents for clients and supporting advisors
  • Responding to client inquiries and requests
  • Facilitating communication with clients and advisors through on-going mailings, email and phone calls
  • Processing financial transactions
  • Entering data into branch operational and CRM software
  • Recording & monitoring communications with clients and tracking tasks & opportunities using CRM software
  • Maintaining compliance with broker/dealer and regulatory requirements


  • Securities registration – Series 7 & 66 or equivalent.
  • Life & Health Insurance Licensed
  • At least 5 years’ experience in the financial services industry
  • Professional communication skills
  • Ability to multi-task
  • Organized
  • Team-player
  • Proficiency with Social Media (LinkedIn, Facebook & Twitter) and technology, including Microsoft Office, RedTail CRM and other common software programs