Senior Regulatory Compliance Specialist

MUFG Investor Services • Dublin, County Dublin • Posted July 01, 2026

About the Role

Job Description

 

  • Conduct detailed regulatory analysis of new and existing products, services and activities to determine their regulatory characterization and applicable governing regulatory frameworks.
  • Assess licensing requirements across various jurisdictions, including EU member states and APAC, and identify regulatory obligations for market entry and ongoing operations.
  • Interpret and apply relevant financial services regulations, including those governing asset servicing, custody, fund administration, and related activities.
  • Assess inherent regulatory risks associated with new products, services, and business activities, and design, implement, appropriate control frameworks to mitigate those risks.
  • Develop and maintain regulatory risk assessments, controls matrices, and compliance frameworks aligned to applicable regulations and internal risk appetite.
  • Provide regulatory guidance to product, business teams and oth...