Senior Lead Compliance Officer - Prime Brokerage & Equities
Wells Fargo • NEW YORK, NY • Posted July 13, 2026
About the Role
**About this role:**
Wells Fargo is seeking a **Senior Lead Compliance Officer (Executive Director)** to support the continued **growth** of its **Prime Brokerage platform** within Corporate & Investment Banking (CIB).
The Senior Lead Compliance Officer will provide compliance coverage for Prime Brokerage, while extending support across Cash Equities and broader broker-dealer activities, partnering closely with business leadership to deliver regulatory guidance, governance oversight, and strategic direction as the platform scales. This is an individual contributor role.
**In this role, you will:**
+ Provide compliance **coverage for the Prime Brokerage business** , including support for Prime Brokerage growth and expansion
+ Partner closely with business leaders to deliver day-to-day advisory and oversight
+ Offer flexible compliance **support across Cash Equities and broker-dealer activities** , including special projects and expanded ...
Wells Fargo is seeking a **Senior Lead Compliance Officer (Executive Director)** to support the continued **growth** of its **Prime Brokerage platform** within Corporate & Investment Banking (CIB).
The Senior Lead Compliance Officer will provide compliance coverage for Prime Brokerage, while extending support across Cash Equities and broader broker-dealer activities, partnering closely with business leadership to deliver regulatory guidance, governance oversight, and strategic direction as the platform scales. This is an individual contributor role.
**In this role, you will:**
+ Provide compliance **coverage for the Prime Brokerage business** , including support for Prime Brokerage growth and expansion
+ Partner closely with business leaders to deliver day-to-day advisory and oversight
+ Offer flexible compliance **support across Cash Equities and broker-dealer activities** , including special projects and expanded ...