Senior Compliance Manager - Funds Management

• Global Fund Manager
• 2IC to APAC Head of Compliance
• Lead compliance across broad listed and unlisted asset classes

We are partnering with a leading global investment manager to support the recruitment of a Senior Compliance Manager to work closely as 2IC with the APAC Head of Compliance in managing all compliance responsibilities for the Australia entity. 

This firm is open to buy and sell-side candidates working across broad listed and unlisted asset classes and is an excellent opportunity to join a large global fund manager with huge growth potential on offer alongside access to global senior leaders in the business.

Key Responsibilities will include:

• Ensure compliance with applicable regulatory requirements and market best practice, including AML, Sanctions, Marketing and Distribution compliance.
• Manage incidents and breaches, ensuring they are appropriately assessed remediated and reported