Senior Compliance Analyst (MS), Regulatory Filings

Date: Apr 6, 2026

Location: London, GB

Company: ACA Group

The Opportunity

The individual in this position is responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work conducted by ACA for clients. The individual in this position will conduct careful analyses of clients’ books and records for potential regulatory deficiencies, as well as draft reports, prepare documents, and summarize findings for clients. They are strongly encouraged to utilize additional training and development resources available to continue their development.

What you’ll do

• Assist with ACA service offerings including, but not limited to: regulatory filings
• Expert network chaperoning
• Electronic communication review
• Code of ethics and personal trading reviews
• Marketing review
• Analyze clients’ books and records for poten...