Senior Compliance Advisory Manager

Key Responsibilities

• Serve as a senior compliance advisor to business stakeholders across Product, BD, Marketing, Operations, Institutional, VIP, and regional teams.
• Provide regulatory guidance on new product launches, commercial initiatives, partnerships, customer journeys, and business model changes.
• Assess regulatory implications for expansion into new jurisdictions, including licensing considerations, conduct requirements, and operational compliance risks.
• Support oversight and coordination of local Compliance Officers, helping align advisory positions, escalation practices, and regulatory interpretations across markets.
• Partner closely with Legal, Regulatory Compliance, AML, Risk, and Audit teams on cross-functional regulatory matters.
• Support regulatory inspections, supervisory engagements, remediation programmes, and internal governance reviews where advisory input is required.
• Help identify emergi...