Senior Advisor, Compliance Programs and Risk Management

Founded in Montreal in 1846, Laurentian Bank is committed to serving its customers and fostering deep relationships with specialized groups. Laurentian Bank runs operations across Canada – primarily in Québec and Ontario – as well as in the United States and competes where it sees market opportunity and has an edge, while harnessing the power of partnerships and collaboration.

This role sits within Laurentian Bank Securities.

Responsibilities

• Lead the design and the ensuing enhancements to LBS/B2B Bank Dealers Services inspection program (self‑assessments) in collaboration with the relevant teams and experts within the business unit and the Group.
• Carry out the reviews detailed in LBS/B2B Bank Dealers Services inspection program and in particular, analyze the processes audited, identify the risks, test the effectiveness of controls, write recommendations and collaborate to the management of subsequent action plans.
• Participate i...