ScotiaMcLeod - Director and Head, Business Controls & Oversight, CWMIA

Introduction

ScotiaMcLeod is seeking a senior leader to join Canadian Wealth Management Investment Advisory as Director and Head, ScotiaMcLeod Business Controls & Oversight, CWMIA. This high-impact role provides strategic direction, leadership, and oversight for risk, supervision, and business controls across a national wealth advisory business. Reporting to the VP, Business Controls and Oversight, CWM Investment Advisory, you will lead the ScotiaMcLeod supervision team and oversee the effectiveness of controls supporting approximately 1,400 registrants across 91 branches and growing. You will partner closely with senior leaders, compliance, legal, regulatory, internal controls, and advisory stakeholders to help embed risk appetite, governance, and compliant business practices into day-to-day operations. What You’ll Be Doing

Lead and oversee the ScotiaMcLeod National Supervision Team, including deployment of changes and monitoring of control effectiveness across branc...