Team/Function Overview:
The Regulatory Reporting group is a centralized unit within SMB&IC that is responsible for the implementation and oversight of regulatory reporting, including exception management, Controls and risk mitigation for EMIR reporting. The group is responsible for:
Implementation of new regulatory reporting initiatives and enhancementsControl and exception management on EMIR reportsIndustry level advocacy across multiple trade associationsPartnering across Markets to remediate regulatory issuesTimely investigation and remediation of trade rejections and internal exceptionsRoot cause analysis of rejections and exceptions and advising on remedial solutionsMonitor daily controls such as Pairing & Matching breaks, Errors and Omissions, Reconciliations, etc. Role / Position Overview:
Oversee and ensure the day-to-day delivery of complete, accurate and timely reporting as de...