Regulatory Compliance Specialist / AVP – Banking

Job Details

Location Singapore Salary SGD125000 per annum Job Type Ref BH-24277-3 Contact Contact email Posted about 7 hours ago The Role
We are seeking a Regulatory Compliance candidate to join our team in Singapore — an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection.

Responsibilities:

Provide regulatory advice and interpretation across the business and ensure that policies are in line with SFA and FAA

Develop, implement, and maintain compliance monitoring frameworks and thematic reviews.

Support product design, approval, and review processes to ensure regulatory compliance and good customer outcomes.

Manage all Regulatory Compliance and issues pertaining to Conduct Risk, and ensure they are in l...