Regulatory Compliance Manager - Asset Management (UAE)

Regulatory Compliance Manager – Asset Management (UAE)

Location: Dubai, UAE

Experience: 5–10 years

Level: Manager / Senior Manager

Start Date: Mid-November to Early December

Reporting To: Chief Compliance Officer

Sector: Asset Management (Consulting Engagement)

Role Overview

We are seeking a Regulatory Compliance Manager to support one of our asset management clients in the UAE. The role involves ensuring adherence to local regulatory frameworks and international compliance standards, while helping enhance governance and control environments across investment management activities.

Key Responsibilities

Regulatory Compliance

• Ensure compliance with UAE regulatory frameworks relevant to asset management and fund distribution.
• Support license-related documentation, submissions, and engagement with local regulators.
• Act as the key liaison for regulatory approvals, ...