Legal Officer

Responsibilities

• Provide technical and analytical support on operational business risk and compliance matters, including conflict of interest, handling of material non-public information (MNPI), client confidentiality, and business conduct standards.
• Assist in the review, tracking, and management of cases, requests, and clearances handled by the Operational Business Risk and Compliance Unit (OBRCU).
• Support due diligence activities through research, document review, and preparation of summaries and briefs.
• Coordinate with internal clients and maintain records, databases, and monitoring tools relevant to OBRCU work.
• Assist in drafting, updating, and formatting policies, procedures, guidelines, templates, and guidance notes.
• Support the maintenance of OBRCU knowledge repositories, databases, and document management systems.
• Conduct background research on regulatory developments and best practices relevant t...