[L&C] Deputy Chief Compliance Officer

Key Responsibilities

• Lead the global compliance advisory function and provide functional oversight to local Compliance Officers across jurisdictions.
• Serve as the senior compliance advisor to business leadership on strategic initiatives, product launches, partnerships, and commercial growth plans.
• Provide practical, risk-based advice across Product, BD, Marketing, Operations, Institutional, VIP, and regional business teams.
• Support expansion into new jurisdictions by assessing regulatory implications, licensing considerations, conduct requirements, and operating model risks.
• Partner with Legal, AML, Risk, and internal stakeholders/teams on cross-functional regulatory matters.
• Establish governance frameworks to drive consistency in compliance interpretation, advisory standards, and escalation practices globally.
• Support regulatory inspections, supervisory engagements, and remediation efforts where advisory...