Head of Compliance

⭐️ Head of Compliance

Home Based

c.£85,000+ Benefits

Our client is a leading wealth management firm who are looking for a Head of Compliance to join a growing and dynamic Independent Financial Adviser firm. This is a key leadership position responsible for overseeing the compliance framework, ensuring adherence to FCA regulations, and embedding a strong compliance culture across the business.

This role offers the opportunity to work closely with senior leadership, influence strategic decisions, and play a pivotal role in safeguarding the firm’s regulatory standing.

Role & Responsibilities:

• Lead and manage the firm’s compliance and regulatory framework, ensuring alignment with FCA requirements
• Act as the primary point of contact for regulatory bodies, including the Financial Conduct Authority (FCA)
• Oversee monitoring, audits, and compliance r...