Head of Compliance

Identify Solutions • Cardiff, Wales • Posted June 08, 2026

About the Role

About the Company

We're partnering with a fast‑growing, FCA‑regulated digital wealth platform that is redefining how modern professionals build and manage their wealth.

The business has been built to address a clear gap in the market - giving mass‑affluent individuals (e.g. high‑earning professionals, founders, and entrepreneurs) access to sophisticated financial tools and investment opportunities traditionally reserved for private banking clients.

Their platform combines:

  • Actively managed investment portfolios
  • Tax‑efficient savings solutions
  • Lending products (portfolio‑backed credit)
  • Access to alternative investments (e.g. private markets - current and upcoming)
  • A financial advice proposition

Having already surpassed £100M+ AUM within a short period, the business is now entering a true scale‑up phase, with a clear trajectory toward £1B AUM.

The team is still relatively sma...