Compliance Officer & MLRO

We are seeking an experienced and proactive Compliance Officer to join our team with a focus on supporting our wealth management investment operations. The ideal candidate will have a strong understanding of the ADGM or DIFC regulatory framework, particularly Category 3C or Category 4, and demonstrate expertise across a broad range of compliance and AML activities. This is an excellent opportunity for a compliance professional to contribute to and influence a strong culture of regulatory integrity and operational excellence.

• Design, review and revise compliance policies, procedures, and internal controls to ensure alignment with applicable legislation, regulatory requirements and industry best practices.
• Oversee all aspects of client and business partner onboarding, trade surveillance, conduct of business monitoring, compliance training and regulatory reporting.
• Promote and embed a strong compliance culture across the organizatio...