CA Fresher - Compliance/Inspection

Position – Deputy Manager

Location – Mumbai, Kurla

Qualification & Experience

• Qualification : CA / CS / MBA with NISM and NIFM certifications.
• Experience : 0–3 years in financial organizations (preferably Broking or CA firms).
• Skills Required :
• Strong knowledge of statutory and regulatory requirements applicable to financial markets.
• Excellent verbal and written communication skills.

Job Profile:

1. Onsite & Offsite Inspections / Compliance Visits

• Conduct scheduled onsite inspections of members as per quarterly inspection calendar using pre-approved checklists.
• Perform offsite inspections based on risk alerts.
• Continuously monitor data submitted by trading members.
• Draft inspection reports and...