Branch Risk Associate - Private Wealth Management

Melbourne, Sydney
Wealth Management
Contract or Temporary

A leading international wealth management firm is seeking a Branch Risk Analyst or Associate for an initial 12-month contract with the view to extend in either their Melbourne or Sydney office.

The ideal profile will have 3+ years’ Risk Management/Compliance experience within financial services – ideally wealth management / stockbroking.

Position Summary:

The key function of the role is to identify, escalate and manage risks through carrying out supervision and surveillance monitoring relating to investment advice and suitability, product and risk disclosures, and other product specific requirements.

Key Responsibilities:...