Associate, Canada Capital Markets Supervision

Application Deadline:Address:100 King Street WestJob Family Group:Capital Mrkts Sales & ServiceBMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarketsMANDATECapital Markets Supervision (CMS) is responsible for directing, leading and operating the First Line of Defense’s Operating Group Compliance Program (OGCP).The OGCP is the system of policies, processes and controls established by the First Line of Defense to achieve and sustain its risk-based compliance with applicable laws and regulatory requirements, and to ensure that the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance Program and the Global Compliance Manual (GCM) and supporting operating guidelines are met.CM Supervision is part of the overall Risk & Regulatory Ser...